1 2 3 4 5 6 7 8 9
How the EU Listing Act Might Change MAR Compliance
In December 2022, the European Commission (EC) presented three proposals for facilitating an easier and less burdensome route onto the EU’s public...
Read More
What Are Market Soundings Under the Market Abuse Regulation?
The EU’s Market Abuse Regulation (MAR) came into effect in July 2016, with the European Securities and Markets Authority (ESMA) defining the rules...
Read More
4 Reasons You Need A Market Abuse Policy (And How To Create One)
Organisations around the European Union are increasingly aware of the need to strengthen their internal policies to ensure compliance with a range of...
Read More
Measure Conduct Risk: 7 Key Risk Indicators To Track
Conduct risk is a relatively recent arrival on the risk landscape. Of course, people have always broken rules, especially those whereby they can...
Read More
What Is A Closed Period Under MAR And How It Affects Trading
The Market Abuse Regulation (MAR) entered into force in the European Union in July 2016, affecting issuers on both regulated and unregulated...
Read More
How To Create A Compliance Risk Assessment Questionnaire
In 2021, the national competent authorities (NCAs) in the European Union issued 366 administrative and 29 criminal measures and sanctions for...
Read More
6 Strategies To Prevent Insider Trading At Your Company
The European Union enacted the Market Abuse Regulation (MAR) to protect the integrity of the markets and provide companies with a framework to...
Read More
What are the Benefits of Having a Code of Ethics and Conduct?
Embedding a culture of doing the right thing within an organisation is essential to flourish in the current regulatory environment. With the European...
Read More
How To Manage Employee Personal Trading Compliance
To strengthen the control over personal transactions and prevent insider trading, the European Securities and Market Authority (ESMA) has mandated...
Read More
Sign up for our newsletter
Stay up to date with the latest news and products