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- Market Abuse
The 7 Behaviours That Qualify As Market Abuse
Even with a solid understanding of the Market Abuse Regulation (MAR), it may still be difficult to understand what is considered market abuse. That’s...
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How To Prevent Discrimination In The Workplace
Understanding how to prevent discrimination in the workplace has been a key policy area for the European Union over the last half-century. Since the...
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Market Abuse Regulation: PDMR Transactions and Notifications
The Market Abuse Regulation (MAR) has been designed to prevent and detect market abuse, market manipulation and insider dealing. It replaces the...
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How to Manage Personal Account Dealing in an Era of Stricter FCA Oversight
Regulators around the world are keen to prevent market abuse from creating distrust in the financial system. This endeavour has led to various pieces...
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4 Steps To An Effective Compliance Investigation Process
Creating a straightforward and easily accessible misconduct reporting system is essential for maintaining compliance, but you also need to ensure you...
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Top 10 Benefits of a Whistleblowing System
Organisations across Europe have either already put in place whistleblowing reporting channels or are developing their strategy for accepting and...
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Why And How To Develop A Compliance Risk Management Framework
Compliance risk is a shifting landscape that businesses must navigate in order to avoid financial penalties and reputational damage. As regulators...
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How To Fill In Your Compliance Risk Assessment Matrix + Template
Running a company is not just all about getting the product or service out there and bringing in revenue. There are numerous considerations to make...
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How To Stop Employee Harassment + 7 Common Types Of Employee Harassment
The European Observatory of Working Life describes harassment as: “unacceptable behaviour by one or more individuals [that] can take many different...
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