1 2 3 4 5 6 7 8 9
- Whistleblowing
Article 8 of the EU Whistleblowing Directive: What Advisors Should Know
The EU Whistleblowing Directive was enacted to protect whistleblowers in the EU and to ensure that businesses followed up on reports of compliance...
Read More
Whistleblowing Screening vs Case Handling for Advisors
After a prolonged process to implement the EU Whistleblowing Directive into national laws across the European Union, all member states have now...
Read More
Guide for Companies: Outsourcing Full Whistleblowing Case Handling vs Preliminary Screening
Estonia and Poland became the final countries to incorporate the EU Whistleblowing Directive into national law, in autumn 2024. This means that all...
Read More
Article 18 of MAR Explained + FAQ On Insider Lists
The Market Abuse Regulation (MAR) came into effect on 3rd July 2016 through the European Parliament, aimed at creating transparency in the financial...
Read More
The 6 Steps to Faster and Simpler Personal Account Dealing Compliance
After understandable volatility in the world’s capital markets last March, the recovery took hold throughout the second half of 2020 and into 2021,...
Read More
MiFID II Dealing On Own Account: A Summary Of The Key Points
When MiFID II entered into force across the European Union on 3 January 2018, it showed intent from lawmakers in the union to instil trust in the...
Read More
5 Ways To Enable Market Abuse Monitoring And Reduce Risk
The Market Abuse Regulation (MAR) is a key piece of legislation for the financial sector in the European Union. It came into force in July 2016 in...
Read More
11 Key Compliance KPIs + Examples (And Why You Should Track Them)
If there ever was a time when people accepted that companies were justified in behaving as they liked as long as they made money, those days are long...
Read More
What Are The Differences Between A Code Of Conduct And A Code Of Ethics?
In terms of corporate compliance, it is common for companies to have both a code of conduct and a code of ethics. Sometimes the terms are used...
Read More
Sign up for our newsletter
Stay up to date with the latest news and products