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Dive into our collection of articles covering everything from insider trading and whistleblowing to general compliance.
Featured blog
4 Interesting Examples of Whistleblowing in the Workplace
The EU Whistleblowing Directive, which came into force in 2019, will be adopted by all member states by December 2021, setting a tight compliance...
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How To Prevent Discrimination In The Workplace
Understanding how to prevent discrimination in the workplace has been a key policy area for the European Union over the last half-century. Since the...
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Market Abuse Regulation: PDMR Transactions and Notifications
The Market Abuse Regulation (MAR) has been designed to prevent and detect market abuse, market manipulation and insider dealing. It replaces the...
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How To Create A Solid Employee Personal Trading Policy
An employee trading policy, also referred to as a Code of Ethics or Code of Conduct, is designed to prevent financial workers from using confidential...
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Market Abuse Regulation (MAR) Explained
The Market Abuse Regulation, introduced in 2016, aims to protect investors by increasing transparency in the financial markets and quelling market...
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This is your official confirmation. Thank you for joining ComplyLog Newsletter. While you wait for the next issue of ComplyLog, check out the latest articles and references.Acerta Consult Partners with ComplyLog to Create a Comprehensive HR Service
ComplyLog's whistleblower reporting tool IntegrityLog has been adopted by numerous European businesses to create a digital platform through which...
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How to Manage Personal Account Dealing in an Era of Stricter FCA Oversight
Regulators around the world are keen to prevent market abuse from creating distrust in the financial system. This endeavour has led to various pieces...
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How To Prevent Financial Misconduct At Your Organisation
The Financial Markets Standards Boards recently undertook an analysis of financial misconduct within the global markets. It found that the types of...
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4 Steps To An Effective Compliance Investigation Process
Creating a straightforward and easily accessible misconduct reporting system is essential for maintaining compliance, but you also need to ensure you...
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