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Compliance Alliance Blog

Dive into our collection of articles covering everything from insider trading and whistleblowing to general compliance.

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5 Ways To Enable Market Abuse Monitoring And Reduce Risk

The Market Abuse Regulation (MAR) is a key piece of legislation for the financial sector in the European Union. It came into force in July 2016 in...
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Here Are 5 Conduct Risk Examples You Should Know About

The law firm Latham & Watkins says that “for many financial institutions, conduct risk will likely represent the single greatest specie of...
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Whistleblowing And The New EU-US Data Transfer Agreement

The European Union and the United States agreed on the principle of the Privacy Shield in 2016, allowing personal data to flow freely from the EU to...
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6 Strategies To Prevent Insider Trading At Your Company

The European Union enacted the Market Abuse Regulation (MAR) to protect the integrity of the markets and provide companies with a framework to...
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This is your official confirmation. Thank you for joining ComplyLog Newsletter. While you wait for the next issue of ComplyLog, check out the latest articles and references.
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How to Create an Engaging Compliance Communication Strategy

Through its Better Regulation agenda, the European Commission continually monitors, evaluates and reviews legislation. The agenda seeks to...
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What Is Conduct Risk In Banking Today? (And How To Manage It)

The global financial crisis of 2008 drove repercussions across all sectors and provoked a culture shift in how institutions approach conduct risk in...
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How to Write a Company Code of Conduct in 6 Simple Steps

Legislators continually attempt to eradicate misconduct in the workplace. For example, the European Union implemented a range of laws in recent...
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4 Reasons You Need A Market Abuse Policy (And How To Create One)

Organisations around the European Union are increasingly aware of the need to strengthen their internal policies to ensure compliance with a range of...
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