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How To Manage Employee Personal Trading Compliance
To strengthen the control over personal transactions and prevent insider trading, the European Securities and Market Authority (ESMA) has mandated...
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5 Employee Personal Trade Monitoring Challenges (And How To Prepare)
With such a large volume of transactions flowing through the European markets, trade surveillance is essential. For the sake of fairness, stakeholder...
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MAR & MiFID II: What You Need to Stay Compliant & Prevent Insider Trading
In November 2021, the European Securities and Markets Authority (ESMA) released its report on the sanctions imposed for market abuse in 2020....
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The 7 Behaviours That Qualify As Market Abuse
Even with a solid understanding of the Market Abuse Regulation (MAR), it may still be difficult to understand what is considered market abuse. That’s...
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How To Meet The EU Whistleblowing Directive's Requirements For Company Groups
When the European Union proposed its EU Whistleblowing Directive, requiring legal entities to provide whistleblowing reporting channels for...
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4 Interesting Examples of Whistleblowing in the Workplace
The EU Whistleblowing Directive, which came into force in 2019, will be adopted by all member states by December 2021, setting a tight compliance...
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How To Prevent Discrimination In The Workplace
Understanding how to prevent discrimination in the workplace has been a key policy area for the European Union over the last half-century. Since the...
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Market Abuse Regulation: PDMR Transactions and Notifications
The Market Abuse Regulation (MAR) has been designed to prevent and detect market abuse, market manipulation and insider dealing. It replaces the...
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