5 Ways To Enable Market Abuse Monitoring And Reduce Risk
The Market Abuse Regulation (MAR) is a key piece of legislation for the financial sector in the European Union. It came into force in July 2016 in...
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Here Are 5 Conduct Risk Examples You Should Know About
The law firm Latham & Watkins says that “for many financial institutions, conduct risk will likely represent the single greatest specie of...
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Whistleblowing And The New EU-US Data Transfer Agreement
The European Union and the United States agreed on the principle of the Privacy Shield in 2016, allowing personal data to flow freely from the EU to...
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6 Strategies To Prevent Insider Trading At Your Company
The European Union enacted the Market Abuse Regulation (MAR) to protect the integrity of the markets and provide companies with a framework to...
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This is your official confirmation. Thank you for joining ComplyLog Newsletter. While you wait for the next issue of ComplyLog, check out the latest articles and references.
How to Create an Engaging Compliance Communication Strategy
Through its Better Regulation agenda, the European Commission continually monitors, evaluates and reviews legislation. The agenda seeks to...
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What Is Conduct Risk In Banking Today? (And How To Manage It)
The global financial crisis of 2008 drove repercussions across all sectors and provoked a culture shift in how institutions approach conduct risk in...
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How to Write a Company Code of Conduct in 6 Simple Steps
Legislators continually attempt to eradicate misconduct in the workplace. For example, the European Union implemented a range of laws in recent...
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4 Reasons You Need A Market Abuse Policy (And How To Create One)
Organisations around the European Union are increasingly aware of the need to strengthen their internal policies to ensure compliance with a range of...
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