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Dive into our collection of articles covering everything from insider trading and whistleblowing to general compliance.
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- Capital Market Regulations
Article 18 of MAR Explained + FAQ On Insider Lists
The Market Abuse Regulation (MAR) came into effect on 3rd July 2016 through the European Parliament, aimed at creating transparency in the financial...
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MiFID II Dealing On Own Account: A Summary Of The Key Points
When MiFID II entered into force across the European Union on 3 January 2018, it showed intent from lawmakers in the union to instil trust in the...
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MiFID II Directive Summary For Compliance Professionals
The European Securities and Markets Authority (ESMA) is committed to investor protection. It ensures companies that sell financial products, and...
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The Ultimate Guide to MiFID II Compliance for Your Team
The original Markets in Financial Instruments Directive (MiFID) came into force in November 2007, aiming to “eliminate barriers to cross-border...
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6 Insider Trading Examples to Help You Spot Misconduct
The Market Abuse Regulation (MAR) was introduced to improve transparency and trust in the capital markets across the European Union. The use and...
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Understanding MiFID II and Market Abuse: Top Provisions for Compliance
In the wake of the financial crisis of 2008, the EU began working to restore confidence in the financial markets. The European Commission admitted in...
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Ultimate Guide to Market Abuse Regulation: Everything You Need to Know
The Market Abuse Regulation, introduced in 2016, aims to protect investors by increasing transparency in the financial markets and quelling market...
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How the EU Listing Act Might Change MAR Compliance
In December 2022, the European Commission (EC) presented three proposals for facilitating an easier and less burdensome route onto the EU’s public...
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What Are Market Soundings Under the Market Abuse Regulation?
The EU’s Market Abuse Regulation (MAR) came into effect in July 2016, with the European Securities and Markets Authority (ESMA) defining the rules...
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