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Compliance Alliance Blog

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Dive into our collection of articles covering everything from insider trading and whistleblowing to general compliance.

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Ultimate Guide to Market Abuse Regulation: Everything You Need to Know

The Market Abuse Regulation, introduced in 2016, aims to protect investors by increasing transparency in the financial markets and quelling market...
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How the EU Listing Act Might Change MAR Compliance

In December 2022, the European Commission (EC) presented three proposals for facilitating an easier and less burdensome route onto the EU’s public...
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What Are Market Soundings Under the Market Abuse Regulation?

The EU’s Market Abuse Regulation (MAR) came into effect in July 2016, with the European Securities and Markets Authority (ESMA) defining the rules...
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What Is A Closed Period Under MAR And How It Affects Trading

The Market Abuse Regulation (MAR) entered into force in the European Union in July 2016, affecting issuers on both regulated and unregulated...
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Market Abuse Regulation: PDMR Transactions and Notifications

The Market Abuse Regulation (MAR) has been designed to prevent and detect market abuse, market manipulation and insider dealing. It replaces the...
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MiFID II Dealing On Own Account: A Summary Of The Key Points

When MiFID II entered into force across the European Union on 3 January 2018, it showed intent from lawmakers in the union to instil trust in the...
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MiFID II Directive Summary For Compliance Professionals

The European Securities and Markets Authority (ESMA) is committed to investor protection. It ensures companies that sell financial products, and...
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Article 18 of MAR Explained + FAQ On Insider Lists

The Market Abuse Regulation (MAR) came into effect on 3rd July 2016 through the European Parliament, aimed at creating transparency in the financial...
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