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Dive into our collection of articles covering everything from insider trading and whistleblowing to general compliance.
Featured blog

- Market Abuse
How and When to Use Permanent Insider Lists (Best Practices)
When the Market Abuse Regulation (MAR) came into force, one of the key elements in the fight against misconduct in the markets was Article 18 on...
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Managing Insider Lists as an Advisor: 5 Challenges and Solutions
The EU Market Abuse Regulation (Regulation (EU) No 596/2014), commonly referred to as MAR, imposes strict requirements on individuals and firms who...
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Advisor's Checklist: MAR Insider List Management
The European Union’s Market Abuse Regulation (MAR) was implemented to preserve the integrity of the capital markets by placing certain obligations on...
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4 Reasons You Need A Market Abuse Policy (And How To Create One)
Organisations around the European Union are increasingly aware of the need to strengthen their internal policies to ensure compliance with a range of...
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5 Ways To Enable Market Abuse Monitoring And Reduce Risk
The Market Abuse Regulation (MAR) is a key piece of legislation for the financial sector in the European Union. It came into force in July 2016 in...
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6 Strategies To Prevent Insider Trading At Your Company
The European Union enacted the Market Abuse Regulation (MAR) to protect the integrity of the markets and provide companies with a framework to...
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The 7 Behaviours That Qualify As Market Abuse
Even with a solid understanding of the Market Abuse Regulation (MAR), it may still be difficult to understand what is considered market abuse. That’s...
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Complete Guide To The Market Sounding Process
In September 2020, the European Securities and Markets Authority (ESMA) issued its clarifications over implementing the EU’s Market Abuse Regulation...
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The Importance of Multiple Phone Numbers for Insiders
Under the market abuse regulation (MAR), a lot more information has to be collected about each insider. But why? What’s the purpose behind these very...
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