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- Corporate Compliance
Financial Disclosures in the Spotlight: The IR Function at a Crossroads
The role of investor relations has developed dramatically in recent years. This has been driven by factors such as faster moving markets, a more...
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Regulatory Disclosure: Transparency Directive & MAR Article 17
The unlawful disclosure of inside information can lead to insider trading, where individuals profit by gaining an unfair advantage over the market....
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How to Choose Regulatory Compliance Management Tools for Your Company
Companies are facing increasing regulatory pressure to tighten up their compliance procedures. Even just within the EU, in recent years they have had...
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11 Key Compliance KPIs + Examples (And Why You Should Track Them)
If there ever was a time when people accepted that companies were justified in behaving as they liked as long as they made money, those days are long...
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How to Manage Compliance Documents and Reduce Paperwork
Thomson Reuters’ 2023 Cost of Compliance Report found that 73% of compliance leaders felt that the amount of regulatory information would increase...
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RegTech for Compliance? Here Is Why It Is So Popular
Nearly a fifth (18%) of global systemically important banks (G-SIBs) that use RegTech cite regulatory approach as the most significant challenge of...
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8 RegTech Trends and How Companies Can Benefit
With legislative concerns at the top of compliance teams’ to-do lists, there has never been a greater call for innovative solutions to help...
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MAR & MiFID II: What You Need to Stay Compliant & Prevent Insider Trading
In November 2021, the European Securities and Markets Authority (ESMA) released its report on the sanctions imposed for market abuse in 2020....
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4 Steps To An Effective Compliance Investigation Process
Creating a straightforward and easily accessible misconduct reporting system is essential for maintaining compliance, but you also need to ensure you...
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