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Advisor's Checklist: MAR Insider List Management
The European Union’s Market Abuse Regulation (MAR) was implemented to preserve the integrity of the capital markets by placing certain obligations on...
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4 Reasons You Need A Market Abuse Policy (And How To Create One)
Organisations around the European Union are increasingly aware of the need to strengthen their internal policies to ensure compliance with a range of...
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Ethical Dilemmas in Whistleblowing: A Guide for Advisors
The European Union introduced the EU Whistleblowing Directive to create robust protection for people who report breaches of EU law that they uncover...
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Article 8 of the EU Whistleblowing Directive: What Advisors Should Know
The EU Whistleblowing Directive was enacted to protect whistleblowers in the EU and to ensure that businesses followed up on reports of compliance...
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Whistleblowing Screening vs Case Handling for Advisors
After a prolonged process to implement the EU Whistleblowing Directive into national laws across the European Union, all member states have now...
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Guide for Companies: Outsourcing Full Whistleblowing Case Handling vs Preliminary Screening
Estonia and Poland became the final countries to incorporate the EU Whistleblowing Directive into national law, in autumn 2024. This means that all...
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Article 18 of MAR Explained + FAQ On Insider Lists
The Market Abuse Regulation (MAR) came into effect on 3rd July 2016 through the European Parliament, aimed at creating transparency in the financial...
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The 6 Steps to Faster and Simpler Personal Account Dealing Compliance
After understandable volatility in the world’s capital markets last March, the recovery took hold throughout the second half of 2020 and into 2021,...
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MiFID II Dealing On Own Account: A Summary Of The Key Points
When MiFID II entered into force across the European Union on 3 January 2018, it showed intent from lawmakers in the union to instil trust in the...
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