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- Whistleblowing
EU Whistleblowing Directive: What You Need to Know
The new EU Whistleblowing Directive is due to be transposed into national law by member states before the end of the year, protecting people who...
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The 6 Steps to Faster and Simpler Personal Account Dealing Compliance
After understandable volatility in the world’s capital markets last March, the recovery took hold throughout the second half of 2020 and into 2021,...
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How To Level Up Your Employee Trading Pre-Clearance Process
There are many occasions when investment companies and their employees will be in possession of inside information. The Market Abuse Regulation (MAR)...
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Article 18 of MAR Explained + FAQ On Insider Lists
The Market Abuse Regulation (MAR) came into effect on 3rd July 2016 through the European Parliament, aimed at creating transparency in the financial...
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What Is Inside Information + How And When To Disclose It (MAR Guide)
The phenomenon of people trading shares to make a profit based on inside information is not new. You have probably heard of at least one of these...
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What Is A Confidential List? Does MAR Require One?
The Market Abuse Regulation (MAR) provides a legal procedure for dealing with the potential for insider dealing in the EU through the creation of...
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How To Choose An Internal Whistleblowing System
Whistleblowers are integral to stamping out corruption and other wrongdoing within businesses and public bodies. With a typical company losing 5% of...
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Which Whistleblowing Reporting Channels Should You Implement?
Member states must integrate the EU Whistleblowing Directive into national law by the 17th December 2021. This piece of legislation provides...
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All About The EU Whistleblowing Directive (Summary + Key Points)
Directive (EU) 2019/1937 of the European Parliament, commonly known as the ‘EU whistleblowing directive’ requires member states to create laws to...
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