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- Whistleblowing
Creating A Whistleblowing Policy: What, How And Why Now?
The EU Whistleblowing Directive will soon be transposed into national law and your business needs to be compliant. In order to fulfil the directive’s...
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Complete Guide To The Market Sounding Process
In September 2020, the European Securities and Markets Authority (ESMA) issued its clarifications over implementing the EU’s Market Abuse Regulation...
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The Complete GDPR And Whistleblowing Data Protection Guide
The EU Whistleblowing Directive has to be transposed in national law by 17th December 2021. Organisations employing 250 staff members or more, as...
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EU Whistleblowing Directive: What You Need to Know
The new EU Whistleblowing Directive is due to be transposed into national law by member states before the end of the year, protecting people who...
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The 6 Steps to Faster and Simpler Personal Account Dealing Compliance
After understandable volatility in the world’s capital markets last March, the recovery took hold throughout the second half of 2020 and into 2021,...
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How To Level Up Your Employee Trading Pre-Clearance Process
There are many occasions when investment companies and their employees will be in possession of inside information. The Market Abuse Regulation (MAR)...
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Article 18 of MAR Explained + FAQ On Insider Lists
The Market Abuse Regulation (MAR) came into effect on 3rd July 2016 through the European Parliament, aimed at creating transparency in the financial...
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What Is Inside Information + How And When To Disclose It (MAR Guide)
The phenomenon of people trading shares to make a profit based on inside information is not new. You have probably heard of at least one of these...
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What Is A Confidential List? Does MAR Require One?
The Market Abuse Regulation (MAR) provides a legal procedure for dealing with the potential for insider dealing in the EU through the creation of...
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