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- Corporate Compliance
How Do You Manage a Conflict Of Interest As A Compliance Officer?
As a compliance officer, it is likely that you will encounter a conflict of interest every so often. With large organisations and complex structures,...
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Preparing A Compliance Report: What Should You Include?
Being compliant with current legislation and being seen to be compliant are both essential in modern business. The regulatory environment is...
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How To Set Compliance Plan Objectives That Bring Results
In a constantly shifting regulatory environment, being able to conduct risk assessments is not enough. Organisations must also gear up to protect...
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How to Investigate a Whistleblower Complaint in the EU
The majority of businesses and municipalities in the European Union will either already be subject to compliance with the EU Whistleblowing Directive...
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7 Steps To Develop A Robust Compliance Strategy + Example
Authorities around the world are tightening regulations to prevent illegal activities such as money laundering, market manipulation and insider...
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How To Choose Regulatory Compliance Management Tools For Your Organisation
Companies are facing increasing regulatory pressure to tighten up their compliance procedures. Even just within the EU, in recent years they have had...
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Creating A Whistleblowing Policy: What, How And Why Now?
The EU Whistleblowing Directive will soon be transposed into national law and your business needs to be compliant. In order to fulfil the directive’s...
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Complete Guide To The Market Sounding Process
In September 2020, the European Securities and Markets Authority (ESMA) issued its clarifications over implementing the EU’s Market Abuse Regulation...
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The Complete GDPR And Whistleblowing Data Protection Guide
The EU Whistleblowing Directive has to be transposed in national law by 17th December 2021. Organisations employing 250 staff members or more, as...
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