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Dive into our collection of articles covering everything from insider trading and whistleblowing to general compliance.
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- Capital Market Regulations
What Is Inside Information + How And When To Disclose It (MAR Guide)
The phenomenon of people trading shares to make a profit based on inside information is not new. You have probably heard of at least one of these...
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What Is A Confidential List? Does MAR Require One?
The Market Abuse Regulation (MAR) provides a legal procedure for dealing with the potential for insider dealing in the EU through the creation of...
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How To Choose An Internal Whistleblowing System
Whistleblowers are integral to stamping out corruption and other wrongdoing within businesses and public bodies. With a typical company losing 5% of...
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Which Whistleblowing Reporting Channels Should You Implement?
Member states must integrate the EU Whistleblowing Directive into national law by the 17th December 2021. This piece of legislation provides...
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All About The EU Whistleblowing Directive (Summary + Key Points)
Directive (EU) 2019/1937 of the European Parliament, commonly known as the ‘EU whistleblowing directive’ requires member states to create laws to...
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How To Encourage Whistleblowing (And Why It’s Key For Compliance)
Knowing how to encourage whistleblowing is essential for organisations in both the public and private sectors. It contributes to a positive company...
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What Is Insider Dealing under MAR [2022 Update]
The Market Abuse Regulation clearly defines and regulates all facets of insider dealing (or insider trading) to protect financial markets from...
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Market Abuse Penalties Under MAR + 5 Case Studies
Created to halt market abuse in its tracks, the Market Abuse Regulation (MAR) outlines seven major market abuse offences deemed as market abuse,...
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MAR Insider Lists: Summary + Template
In July 2016, the EU Market Abuse Regulation (MAR) came into force, detailing specific requirements to eliminate unlawful disclosure of inside...
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