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- Ethics
6 Powerful Examples of a Company Code of Conduct
Your code of conduct protects the organisation, its finances and its reputation by guiding employees towards compliant behaviour. This could mean...
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5 Ways To Enable Market Abuse Monitoring And Reduce Risk
The Market Abuse Regulation (MAR) is a key piece of legislation for the financial sector in the European Union. It came into force in July 2016 in...
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Here Are 5 Conduct Risk Examples You Should Know About
The law firm Latham & Watkins says that “for many financial institutions, conduct risk will likely represent the single greatest specie of...
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Whistleblowing And The EU-US Data Transfer Agreement
The European Union and the United States agreed on the principle of the Privacy Shield in 2016, allowing personal data to flow freely from the EU to...
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How to Create an Engaging Compliance Communication Strategy
Through its Better Regulation agenda, the European Commission continually monitors, evaluates and reviews legislation. The agenda seeks to...
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What Is Conduct Risk In Banking Today? (And How To Manage It)
The global financial crisis of 2008 drove repercussions across all sectors and provoked a culture shift in how institutions approach conduct risk in...
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How to Write a Company Code of Conduct in 6 Simple Steps
Legislators continually attempt to eradicate misconduct in the workplace. For example, the European Union implemented a range of laws in recent...
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Checklist: How to Measure the Effectiveness of Whistleblowing
Whistleblowing is an effective tool for uncovering or preventing illegal activity in the workplace. With corruption alone costing the European Union...
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Why You Should Allow Anonymous Reporting In The Workplace
Anonymous whistleblowers are responsible for exposing misconduct in all areas of life. On one end of the spectrum, there is the ‘John Doe’ who...
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