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- Capital Market Regulations
6 Insider Trading Examples to Help You Spot Misconduct
The Market Abuse Regulation (MAR) was introduced to improve transparency and trust in the capital markets across the European Union. The use and...
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Article 8 of the EU Whistleblowing Directive: What Advisors Should Know
The EU Whistleblowing Directive was enacted to protect whistleblowers in the EU and to ensure that businesses followed up on reports of compliance...
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Whistleblowing Compliance: Why Advisors Should Offer More Than Advice
The EU Whistleblowing Directive was conceived to formalise the way in which companies in EU nations manage reports of wrongdoing made by internal...
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How to Avoid Conflict of Interest in the Workplace
When the original Markets in Financial Instruments Directive (MiFID) came into effect, it required that investment firms manage and mitigate...
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4 Interesting Examples of Whistleblowing in the Workplace
The EU Whistleblowing Directive, which came into force in 2019, will be adopted by all member states by December 2021, setting a tight compliance...
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How To Meet The EU Whistleblowing Directive's Requirements For Company Groups
When the European Union proposed its EU Whistleblowing Directive, requiring legal entities to provide whistleblowing reporting channels for...
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How to Manage Board of Directors’ Conflict of Interest
Directors take on a fiduciary duty as a result of their position in a company and this obligation to act in the best interests of the organisation...
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5 Risky Types of Conflict of Interest + Best Practices
For businesses, conflicts of interest are fraught with risk. From financial losses to reputational damage, when employees are not solely acting in...
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5 Examples of Conflict of Interest and What We Can Learn from Them
Conflicts of interest can occur in all walks of life, from business to politics and some which straddle both fields. They come about when a person’s...
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