Skip to content

Compliance Alliance Blog

1 2 3

Dive into our collection of articles covering everything from insider trading and whistleblowing to general compliance.

Featured blog

Post Picture
  • Personal Account Dealing

7 Best Practices to Manage and Mitigate Pre-Trade Risk

Pre-trade risk can result from human error when inputting incorrect figures in buy or sell orders. Whether it is related to the volume, value or size...
Read More
Post Picture

5 Features Your Trade Pre-Clearance System Should Have

Having a robust trade pre-clearance system is essential for investment firms with regard to compliance with the Market Abuse Regulation (MAR) and...
Read More
Post Picture

How To Level Up Your Employee Trading Pre-Clearance Process

There are many occasions when investment companies and their employees will be in possession of inside information. The Market Abuse Regulation (MAR)...
Read More

Navigate compliance with ease

Subscribe to the Compliance Alliance newsletter to stay up to date

Subscribe
newsletter-subscription-image

Sign up for our newsletter

Stay up to date with the latest news and products

You have successfully subscribed!

This is your official confirmation. Thank you for joining ComplyLog Newsletter. While you wait for the next issue of ComplyLog, check out the latest articles and references.