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Dive into our collection of articles covering everything from insider trading and whistleblowing to general compliance.
Featured blog
How the EU Listing Act Might Change MAR Compliance
In December 2022, the European Commission (EC) presented three proposals for facilitating an easier and less burdensome route onto the EU’s public...
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What Are Market Soundings Under the Market Abuse Regulation?
The EU’s Market Abuse Regulation (MAR) came into effect in July 2016, with the European Securities and Markets Authority (ESMA) defining the rules...
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What Is A Closed Period Under MAR And How It Affects Trading
The Market Abuse Regulation (MAR) entered into force in the European Union in July 2016, affecting issuers on both regulated and unregulated...
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Market Abuse Regulation: PDMR Transactions and Notifications
The Market Abuse Regulation (MAR) has been designed to prevent and detect market abuse, market manipulation and insider dealing. It replaces the...
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Market Abuse Regulation (MAR) Explained
The Market Abuse Regulation, introduced in 2016, aims to protect investors by increasing transparency in the financial markets and quelling market...
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This is your official confirmation. Thank you for joining ComplyLog Newsletter. While you wait for the next issue of ComplyLog, check out the latest articles and references.MiFID II Dealing On Own Account: A Summary Of The Key Points
When MiFID II entered into force across the European Union on 3 January 2018, it showed intent from lawmakers in the union to instil trust in the...
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Article 18 of MAR Explained + FAQ On Insider Lists
The Market Abuse Regulation (MAR) came into effect on 3rd July 2016 through the European Parliament, aimed at creating transparency in the financial...
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Market Abuse Penalties Under MAR + 5 Case Studies
Created to halt market abuse in its tracks, the Market Abuse Regulation (MAR) outlines seven major market abuse offences deemed as market abuse,...
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MAR Insider Lists: Summary + Template
In July 2016, the EU Market Abuse Regulation (MAR) came into force, detailing specific requirements to eliminate unlawful disclosure of inside...
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