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- Capital Market Regulations
6 Insider Trading Examples to Help You Spot Misconduct
The Market Abuse Regulation (MAR) was introduced to improve transparency and trust in the capital markets across the European Union. The use and...
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Understanding MiFID II and Market Abuse: Top Provisions for Compliance
In the wake of the financial crisis of 2008, the EU began working to restore confidence in the financial markets. The European Commission admitted in...
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Ultimate Guide to Market Abuse Regulation: Everything You Need to Know
The Market Abuse Regulation, introduced in 2016, aims to protect investors by increasing transparency in the financial markets and quelling market...
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How the EU Listing Act Might Change MAR Compliance
In December 2022, the European Commission (EC) presented three proposals for facilitating an easier and less burdensome route onto the EU’s public...
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What Are Market Soundings Under the Market Abuse Regulation?
The EU’s Market Abuse Regulation (MAR) came into effect in July 2016, with the European Securities and Markets Authority (ESMA) defining the rules...
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What Is A Closed Period Under MAR And How It Affects Trading
The Market Abuse Regulation (MAR) entered into force in the European Union in July 2016, affecting issuers on both regulated and unregulated...
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Market Abuse Regulation: PDMR Transactions and Notifications
The Market Abuse Regulation (MAR) has been designed to prevent and detect market abuse, market manipulation and insider dealing. It replaces the...
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MiFID II Dealing On Own Account: A Summary Of The Key Points
When MiFID II entered into force across the European Union on 3 January 2018, it showed intent from lawmakers in the union to instil trust in the...
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MiFID II Directive Summary For Compliance Professionals
The European Securities and Markets Authority (ESMA) is committed to investor protection. It ensures companies that sell financial products, and...
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