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- Corporate Compliance
Financial Disclosures in the Spotlight: The IR Function at a Crossroads
The role of investor relations has developed dramatically in recent years. This has been driven by factors such as faster moving markets, a more...
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Regulatory Disclosure: Transparency Directive & MAR Article 17
The unlawful disclosure of inside information can lead to insider trading, where individuals profit by gaining an unfair advantage over the market....
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MiFID II Dealing On Own Account: A Summary Of The Key Points
When MiFID II entered into force across the European Union on 3 January 2018, it showed intent from lawmakers in the union to instil trust in the...
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11 Key Compliance KPIs + Examples (And Why You Should Track Them)
If there ever was a time when people accepted that companies were justified in behaving as they liked as long as they made money, those days are long...
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What Are The Differences Between A Code Of Conduct And A Code Of Ethics?
In terms of corporate compliance, it is common for companies to have both a code of conduct and a code of ethics. Sometimes the terms are used...
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4 Interesting Examples of Whistleblowing in the Workplace
The EU Whistleblowing Directive, which came into force in 2019, will be adopted by all member states by December 2021, setting a tight compliance...
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How To Meet The EU Whistleblowing Directive's Requirements For Company Groups
When the European Union proposed its EU Whistleblowing Directive, requiring legal entities to provide whistleblowing reporting channels for...
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5 Examples of Conflict of Interest and What We Can Learn from Them
Conflicts of interest can occur in all walks of life, from business to politics and some which straddle both fields. They come about when a person’s...
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Ultimate Guide to Market Abuse Regulation: Everything You Need to Know
The Market Abuse Regulation, introduced in 2016, aims to protect investors by increasing transparency in the financial markets and quelling market...
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